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Dalmore Group

Broker-Dealer Services
Industry
Finance
Founded
2005
Headquarters
New York, NY
About

Dalmore Group, LLC is a FINRA-registered broker-dealer and investment banking firm focused on facilitating online capital raising and compliant securities offerings. The company provides regulatory supervision, transaction processing, and compliance systems for issuers seeking to raise capital through exempt offerings under Regulation D, Regulation A+, and Regulation Crowdfunding.


Dalmore integrates technology and broker-dealer infrastructure to support compliant investor onboarding, payment processing, books and records management, and supervision of transaction flows. Its proprietary systems are designed to centralize compliance functions, investor accreditation verification, anti-money-laundering checks, and secondary market visibility for private securities.


In addition to primary issuance support, Dalmore offers secondary trading oversight, captive salesforce programs that enable issuer-licensed representatives under its broker-dealer umbrella, and EB-5 offering supervision. These services help issuers meet regulatory requirements while scaling their capital formation activities across multiple exempt securities formats.

Core Services
  • Broker-Dealer of Record
  • Reg D Capital Raises
  • Reg A+ Capital Raises
  • Reg CF Capital Raises
  • Secondary Trading Support
  • Investor Compliance & KYC/AML
Category
Finance
Hours
9:00AM-5:00PM
Verified Partner