North Capital

North Capital is a financial technology and broker-dealer firm that provides transaction technology and brokerage services for private capital markets. The company’s offerings are designed to support the primary issuance, escrow, custody, and secondary trading of exempt securities, including offerings under Regulation D, Regulation A+, Regulation CF, and Regulation S.

Operating through its SEC-registered broker-dealer North Capital Private Securities Corporation and affiliated registered investment advisor North Capital Inc., the firm combines technology-enabled platforms with regulated brokerage infrastructure to facilitate compliant capital raises and investor onboarding. Its services include investor verification, escrow and payment processing, accredited investor vetting, and secondary market access via alternative trading systems.

North Capital’s technology solutions also serve broker-dealers, funding platforms, banks, and issuers seeking integrated workflows for private offerings and alternative investment processes. The firm’s technology stack supports API-driven issuance and compliance automation alongside traditional brokerage and regulatory oversight functions.